Compliance

Compliance Framework

Quantum Swiss Fund maintains a comprehensive compliance framework designed to ensure adherence to all applicable laws, regulations, and industry best practices. Our compliance program is overseen by our Chief Compliance Officer and supported by a dedicated compliance team.

Code of Conduct

All employees and representatives of Quantum Swiss Fund are bound by our Code of Conduct, which establishes standards for ethical behavior, conflicts of interest management, and professional integrity in all business dealings.

Anti-Bribery and Corruption

We maintain zero tolerance for bribery and corruption. Our policies comply with the Swiss Criminal Code, the U.S. Foreign Corrupt Practices Act (FCPA), and the UK Bribery Act. All business partners and vendors are subject to due diligence review.

Sanctions Compliance

We maintain robust procedures to ensure compliance with international sanctions programs including those administered by SECO (Switzerland), OFAC (United States), and the European Union. All transactions and business relationships are screened against applicable sanctions lists.

Market Conduct

Our trading and investment activities adhere to all applicable market conduct rules, including prohibitions on market manipulation and insider trading. We maintain information barriers and surveillance systems to prevent and detect any potential violations.

Environmental, Social & Governance (ESG)

We integrate ESG considerations into our investment process and operations. Our mining and technology operations adhere to responsible environmental practices, fair labor standards, and community engagement principles.

Whistleblower Protection

We provide secure channels for reporting compliance concerns. Whistleblowers are protected from retaliation, and all reports are investigated thoroughly and confidentially.

Training and Awareness

All staff receive regular compliance training covering relevant regulations, policies, and procedures. Training is tailored to individual roles and responsibilities and is updated as regulations evolve.